| 1 | CNNE Cannae Holdings, Inc. | 7 officers/directors Cluster buy Frank P. Willey, Frank R. Martire, Michael L. Gravelle, Brent B. Bickett, Richard L. Cox, Erika Meinhardt, Richard N. Massey | 248,334 | $9.3M | SEC filings |
| 2 | HCHC HC2 HOLDINGS, INC. | 2 officers/directors Cluster buy Avram A. Glazer, Michael Gorzynski | 1,071,833 | $4.0M | SEC filings |
| 3 | FGBI First Guaranty Bancshares, Inc. | 2 officers/directors Cluster buy Edgar R. Smith III, William K. Hood | 64,000 | $768K | SEC filings |
| 4 | TBK Triumph Bancorp, Inc. | 2 officers/directors Cluster buy Michael P. Rafferty, Richard Loren Davis | 28,000 | $700K | SEC filings |
| 5 | COO COOPER COMPANIES, INC. | 2 officers/directors Cluster buy Holly R. Sheffield, Agostino Ricupati | 1,880 | $531K | SEC filings |
| 6 | VERI Veritone, Inc. | 2 officers/directors Cluster buy Ryan Steelberg, Chad Steelberg | 29,390 | $399K | SEC filings |
| 7 | CCEL CRYO CELL INTERNATIONAL INC | 2 officers/directors Cluster buy David Portnoy, Mark L. Portnoy | 48,427 | $381K | SEC filings |
| 8 | AXS AXIS CAPITAL HOLDINGS LTD | Charles A. Davis | 1,347,707 | $55.7M | SEC filings |
| 9 | FATE FATE THERAPEUTICS INC | Redmile Group, LLC | 1,412,928 | $40.0M | SEC filings |
| 10 | ALT Altimmune, Inc. | Venrock Healthcare Capital Partners III, L.P. | 1,500,000 | $11.3M | SEC filings |